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Financial Markets Authority
Results: 2356

#	Item
451	Implementation monitoring of PFMIs: Level 2 assessment report for central counterparties and Add to Reading List Source URL: www.iosco.org Language: English - Date: 2015-02-26 10:03:47 European Securities and Markets Authority Securities Commission European Banking Authority Government Public administration Europe European Union Financial regulation International Organization of Securities Commissions
452	The Prudential Regulation Authority (PRA) aims to establish and maintain published policy material that is consistent with its objectives, clear in intent, straightforward in its presentation and as concise as possible, Add to Reading List Source URL: www.bankofengland.co.uk Language: English - Date: 2015-02-04 04:14:09 Financial economics Financial risk International finance institutions European Insurance and Occupational Pensions Authority European Systemic Risk Board European Securities and Markets Authority Prudential Regulation Authority European Banking Authority International Association of Insurance Supervisors Financial regulation European Union Economics
453	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No[removed]February 19, 2015 Joint Industry Plan; Order Approving the Eighth Amendment to the National Market System Plan to Address Extraordinary Market Vol Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-20 11:43:22 United States Securities and Exchange Commission Financial economics Financial markets Investment 73rd United States Congress Securities Exchange Act Chicago Stock Exchange NASDAQ Financial Industry Regulatory Authority Self-regulatory organizations Economy of the United States United States securities law
454	Implementation monitoring of PFMIs: Level 2 assessment report for central counterparties and trade repositories - European Union Add to Reading List Source URL: www.bis.org Language: English - Date: 2015-02-26 10:00:00 European Securities and Markets Authority Securities Commission European Banking Authority Government Public administration Europe European Union Financial regulation International Organization of Securities Commissions
455	27 January[removed]H.M. Treasury The Bank of England The Financial Conduct Authority Add to Reading List Source URL: www.bankofengland.co.uk Language: English - Date: 2015-02-23 11:12:43 Financial regulation European Union Markets in Financial Instruments Directive First Issues Collectors Club Late-2000s financial crisis Humanities Economics Economic history Financial markets
456	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]February 26, 2015 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 and Amendmen Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-27 07:52:59 Financial system United States securities law Municipal Securities Rulemaking Board Bonds U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities Industry and Financial Markets Association Financial adviser Registered Investment Advisor Financial economics Self-regulatory organizations Finance
457	Microsoft Word - 2012_31v4.doc Add to Reading List Source URL: media.fshandbook.info Language: English - Date: 2012-06-29 06:18:42 Financial Services Authority Markets in Financial Instruments Directive Listing Rules Sourcebook Fee Industrial and provident society United Kingdom Law Economy of the United Kingdom
458	Public Concern at Work’s Response to the consultation “how fair and effective are the fixed income, foreign exchange and commodities markets?” January[removed]We welcome this opportunity to make this short contribu Add to Reading List Source URL: www.bankofengland.co.uk Language: English - Date: 2015-02-23 11:13:13 Freedom of speech Labour law Whistleblower Public Interest Disclosure Act Private law Law Financial Services Authority Audit committee Department of Defense Whistleblower Program Business Anti-corporate activism Dissent
459	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]February 20, 2015 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings to Deter Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-23 10:07:23 Finance Financial system Financial Industry Regulatory Authority Securities research Financial analyst Investment banking U.S. Securities and Exchange Commission Securities Exchange Act Securities Industry and Financial Markets Association Financial economics United States securities law Securities
460	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CTA[removed]February 12, 2015 Consolidated Tape Association; Order Approving the Nineteenth Substantive Amendment to the Second Restatement of the Co Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-17 10:25:51 Economy of the United States Financial economics Investment 73rd United States Congress United States Securities and Exchange Commission Consolidated Tape Association Securities Exchange Act National market system plan Financial Industry Regulatory Authority Self-regulatory organizations United States securities law Financial markets

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